OUR SERVICES

Risk & Compliance Services

Practical, independent support to strengthen your frameworks, meet regulatory expectations, and protect you business.

Overview

We provide independent, targeted services across the full risk and compliance lifecycle-assessment, design, review, remediation, and ongoing support – so you can operate confidently and in line with evolving regulatory standards.

Our Services

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We deliver independent assessments of critical risk frameworks, including comprehensive evaluations of Business Risk Assessments, policies, procedures and controls against best practices, supplemented by tailored ongoing support.

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We conduct independent reviews of compliance frameworks, assessing essential documentation such as Compliance Monitoring Plans for alignment with Business Risk Assessments and regulatory requirements and provide customized ongoing support to regulated financial services businesses.

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We provide independent services to help firms meet AML/CFT/CPF and Sanction obligations. We can assist in developing frameworks designed to detect and mitigate financial crime effectively for your business including Compliance Monitoring Plan, mapping against your Business Risk Assessment and regulatory requirements. Our services include comprehensive financial crime reviews tailored to meet independent audit requirements, and ongoing compliance support for relevant officers.

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We provide extensive support before, during, and after enhanced supervisions actions including skilled persons reviews, inspections or investigations to help obtain the best outcome for your firm. Our approach leverages our deep knowledge of insights into regulatory processes and expectations to improve outcomes and includes remediation effectiveness testing to validate compliance measures.

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We assist organizations navigating regulatory investigations and enforcement actions. Our strategic advice includes undertaking or assisting with internal investigations, regulatory correspondence management, information requests, interviews, compelled statements, and remediation strategies.


We handle sensitive matters discreetly, safeguarding your legal and reputational interests, facilitating compliance, and supporting post-enforcement governance improvements.

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We offer comprehensive Internal and Independent Audit services, including regulator-driven audits, group internal audits, event-specific audits, and flexible resource provision. Our team develops and executes tailored regulatory audit programs to enhance risk management, internal control effectiveness, and governance standards.

At a Glance

  • Independent framework assessments
  • Compliance function reviews
  • AML/CFT/CPF & Sanctions support
  • Enhanced supervision & remediation
  • Enforcement investigation advisory
  • Internal & independent audits

Related Services

Need independent assurance or remediation support?


We tailor our approach to your business and regulatory context.

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